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Insights to Financial Markets Licencing

IDS LimitedAdviser Groups Insights to Financial Markets Licencing

Insights to Financial Markets Licencing

For any ​financial services ​entities who are wondering what the licencing process looks like, here is some feedback from the FMA on the 200 or so licences they have already put in place for those firms covered by the Financial Markets Conduct Act.

As we have said in the past, we have had experience of assisting successful DIMS and Peer to Peer licence applications and really like the process when compared to the authorisation process for advisers.