Financial Adviser

Compliance Services

One-off, as-needed compliance support
We provide the full range of compliance services, from advice documentation review through to advice process audits and checks. Select a specific service for your immediate needs or ask us about My Compliance – our annual programme that takes care of all of your compliance needs.

My Compliance

Full-service compliance programme
Customised to your regulatory requirements, My Compliance is an annual programme that: (1) manages all of your compliance responsibilities, and (2) provides best practice guidance on your advice documentation and processes. In short, we take care of your compliance; you focus on your clients.

Business Development

Compliance your way
If you’re reviewing your existing processes or need to give your documentation an overhaul, we can help. IDS helps you design compliant processes and documentation that supports your individual approach to advice. Clear and compliant, and tailored to your business.