We help advisers to design and implement processes and documentation that are compliant, business-friendly, and client-first. View our business development services below or contact us to discuss your business needs.
The necessary rigour of regulation can result in complex documentation. However, you do have room to move. IDS can help you design documentation that is tailored to your offering and approach to advice, and supports clear communication with your clients. Talk to us about your advice documentation – Disclosure Statements, Adviser Business Statements, Terms of Engagement etc – and how these can be designed to be both compliant and purpose-fit for your approach to providing quality advice.
Existing processes can benefit from a review from time-to-time. Over time with the introduction of new compliance requirements, processes can become unnecessarily complex. We help advisers to realign their processes with their current compliance and client needs. We can either manage the redesign end-to-end, or help with specific elements depending on your business needs.
We start with understanding the business objectives and client outcomes, and then we work with you to map out the steps in the process and required documentation. We can either manage the development of the process and supporting documentation end-to-end, or elements of the project. It’s up to you.
For advisers using the My Compliance programme, we provide complimentary recommendations on documentation and process changes. Based on these recommendations, we can then agree a specific project and implement the necessary changes.